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Nicholas Williams OBE
Simon Lunn
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NATO’s Madrid Summit: Deterrence through confrontation

Nicholas Williams OBE is a Senior Associate Fellow for the European Leadership Network (ELN). He was a long-serving member of NATO’s International Staff, most recently as Head of Operations for Afghanistan and Iraq. Prior to this, Nick served in senior positions in NATO, EU, and British missions in Afghanistan, Bosnia Herzegovina, and Iraq. He began his career in the British Ministry of Defence working on defence policy and planning issues, with multiple secondments to NATO functions during the Cold War and to the French Ministry of Defence in its aftermath.

Simon Lunn is a Senior Associate Fellow for the European Leadership Network (ELN).  As Secretary General of the NATO Parliamentary Assembly 1997 to 2007, Simon initiated the Assembly’s program of partnership and assistance to the parliaments of Central and Eastern Europe. From 1979 to 81, he worked in the US Congressional Research Service preparing reports for Congress on NATO strategy and the 1979 INF decision.  After positions at the RIIA Chatham House and the European Parliament, he was appointed Head of Plans and Policy on NATO’s International Staff 1983 to 88 and was involved in force planning and conventional arms control.

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Meeting against the background of war in Eastern Europe, Alliance leaders declared the Russian Federation as the most significant and direct threat to Allies’ security and to peace and stability in the Euro-Atlantic area. The Russian challenge was accompanied by the parallel recognition that China’s “stated ambitions and coercive policies challenge our interests, security and values” but there was no indication as to what practical measures, if any, the Alliance should be taking against China, except by implication the need for vigilance.

Despite nods towards environmentalism, cyber defence, terrorism and EU-NATO institutional cooperation, the Summit was above all about NATO once more organising itself primarily to deter Russia and defend allies.

Defence not Reassurance

The explicit designation of Russia as a “threat”, and no longer a partner, comes as no surprise. Since the Russian annexation of Crimea in 2014, NATO has been steadily reconstructing its collective defence arrangements with Russia as its main object. In the 1990s, NATO dismantled its linear defence arrangements in favour of an open-ended disposition to prepare for unspecified crises, as it intervened successively in the Balkans, Afghanistan, and Libya. Since 2014, NATO has deployed multi-national forces to its vulnerable and exposed Baltic members, as a sign of solidarity and reassurance. However, what was deployed to the Baltics was a token force, not capable of defending, and after the Russian invasion of Ukraine in 2022, not capable of reassuring.  Madrid was recognition that reassurance was not enough; it had to be based on a credible forward defence.

Collective Defence - the top priority

There were many decisions in the years before Madrid leading to the effective prioritisation of collective defence over crisis management. In 2020, NATO’s Military committee approved a new NATO Military strategy, which declared Russia as a “strategic competitor” which “must be contested”.  From that, SACEUR developed a “strategic plan” to put in place once more the force structure capable of deterring and mounting a credible defence against Russia. SACEUR has therefore developed a comprehensive plan, as in the Cold War, to defend all areas of his responsibility.  However, he has yet to secure the commitment of forces, their high readiness and their ability to deploy in time for their designated role in the plan. In other words, SACEUR has a plan for collective defence against Russia, but has to secure the means to realise it from NATO members.

So, NATO’s military authorities will, now as in the Cold War, begin the task of requesting, or rather cajoling, allies to provide forces to fulfil the plan. Jens Stoltenberg has already announced that NATO seeks to increase its high readiness forces to more than 300,000 troops 1. This is a very big ask. Nevertheless, in terms of collective defence against Russia, therefore, the Madrid Summit was a serious statement of intent.  What was not stated explicitly in Madrid is that this will be a long and expensive process.  The 2% of GDP goal for defence will not be enough. What was decided in 2014 as a target to aim for by 2025, is now described as a “minimum”. 2

The accession of Sweden and Finland will ease the collective defence problem

The Allies also decided, Turkish hesitations notwithstanding, to invite Sweden and Finland to join the organisation. The accession of Sweden and Finland will help NATO significantly.  These countries provide a hinterland from which to strengthen the defence of the NATO’s most exposed and vulnerable members, Estonia, Latvia and Lithuania, particularly by sea and air.  Their accession still requires ratification by all Alliance parliaments including, ominously perhaps, the Turkish parliament which will be looking to see whether Sweden in particular has met Erdogan’s expectations. The accession of the strategically important Nordic states fills a much-needed capability gap in SACEUR’s strategic plan.

What becomes of the NATO-Russia Founding Act?

Madrid was remarkable for the absence in both the Declaration and the Strategic Concept of any mention of a future relationship with Russia. There was no mention of the future of NATO-Russia Founding Act, signed in 1997, which enshrined at the very least NATO dialogue and at best cooperation with Russia.  NATO pledged itself in the Founding Act to restrain certain of its conventional and nuclear capabilities in eastern Europe in return for Russian cooperation and acquiescence to NATO’s upcoming enlargement in 1999. As the Madrid commitment to strengthening NATO’s forward defence in the East will be incompatible with the Founding Act, one must assume that that the Founding Act is overtaken by events, and therefore no longer applicable.  This would be short-sighted.

So, should NATO renounce the Founding Act and rely solely on deterrence and defence to contain Russia?  It is noticeable that an unfamiliar word has crept into the NATO lexicon.  Henceforward, NATO’s military is mandated in the new Strategic Concept to “contest” Russian military activity (paragraph 20 of the Strategic Concept agreed at Madrid). It is not clear what military contestation will entail, but it seems dangerously close to military confrontation and containment. Such a narrow approach contains the seeds of perpetual and expensive confrontation.  For the longer-term, geography and politics determine that, with or without Putin, Russia will always be there as a factor in European security and that some form of framework for “peaceful co-existence”, at the very least, will eventually be needed.

1 Bayer Lili, “NATO will increase high readiness force to “well over” 300,000 troops”, Politico, June 27, 2022.
2 Stoltenberg Jens, NATO Press conference, 16 March 2022. See also Lunn and Williams, “NATO Defence Spending: The Irrationality of 2%”, ELN policy Brief, 12 June 2017.

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